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Secretary of Labor Hilda L. Solis
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EBSA Notices

Technical Correction of the Texts of Individual Exemption Involving: (1) The Bank of New York Mellon Corporation (74 FR 20990); and (2) UBS AG (UBS), and Its Affiliates UBS Financial Services Inc. (UBS Financial) and UBS Financial Services Inc. of Puerto Rico (PR Financial) (74 FR 20997)   [5/21/2009]
[PDF]
FR Doc E9-11774
[Federal Register: May 21, 2009 (Volume 74, Number 97)]
[Notices]               
[Page 23888-23889]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr21my09-89]                         

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DEPARTMENT OF LABOR

Employee Benefits Security Administration

 
Technical Correction of the Texts of Individual Exemption 
Involving: (1) The Bank of New York Mellon Corporation (74 FR 20990); 
and (2) UBS AG (UBS), and Its Affiliates UBS Financial Services Inc. 
(UBS Financial) and UBS Financial Services Inc. of Puerto Rico (PR 
Financial) (74 FR 20997)

AGENCY: Employee Benefits Security Administration, Department of Labor 
(the Department).

ACTION: Notice of technical correction.

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    In the May 6, 2009 issue of the Federal Register, the Department 
published separate administrative exemptions from the prohibited 
transaction provisions of the Employee Retirement Income Security Act 
of 1974 and the Internal Revenue Code of 1986 for: (1) The Bank of New 
York Mellon Corporation (hereinafter ``the BNYMC Grant''); and (2) UBS 
AG (UBS) and its affiliates UBS Financial Services Inc. (UBS Financial) 
and UBS Financial Services Inc. of Puerto Rico (PR Financial) 
(hereinafter ``the UBS Grant'').
    The Department notes that the operative language of the BNYMC Grant 
(which begins at the middle of the third column of page 20990 of the 
May 6, 2009 issue of the Federal Register after the boldface heading 
``Exemption'') was not preceded by the customary caption indicating the 
name of the entity seeking the exemption, the prohibited transaction 
exemption grant number, and the exemption application file number. 
Accordingly, to correct this publication error, the following caption 
should be inserted immediately before the boldface heading 
``Exemption'' on page 20990, third column:

The Bank of New York Mellon Corporation (the Applicant), Located in New 
York, New York

[Prohibited Transaction Exemption 2009-13; Exemption Application Number 
D-11458]

    In addition, the Department notes that the operative language of 
the UBS Grant (which begins at the middle of the first column of page 
20997 of the May 6, 2009 issue of the Federal Register after the 
boldface heading ``Exemption'') was not preceded by the customary 
caption indicating the name(s) of the entities seeking the exemption, 
the prohibited transaction exemption grant number, and the exemption 
application file number(s). Accordingly, to correct this publication 
error, the following caption should be inserted immediately before the 
boldface heading ``Exemption'' on page 20997, first column:

UBS AG (UBS), and Its Affiliates UBS Financial Services Inc. (UBS 
Financial) and UBS Financial Services Inc. of Puerto Rico (PR 
Financial), Located, Respectively, in Zurich, Switzerland; New York, 
New York; and San Juan, Puerto Rico

[Prohibited Transaction Exemption 2009-14; Exemption Application 
Numbers D-11477, D-11478, and D-11479, Respectively]

FOR FURTHER INFORMATION CONTACT: Mr. Mark Judge, Office of Exemption 
Determinations, Employee Benefits Security Administration, U.S. 
Department of Labor, Washington, DC at (202) 693-8339 (this is not a 
toll-free number).


[[Page 23889]]


    Signed at Washington, DC, this 15th day of May, 2009.
Alan D. Lebowitz,
Deputy Assistant Secretary for Program Operations, Employee Benefits 
Security Administration.
[FR Doc. E9-11774 Filed 5-20-09; 8:45 am]